Cybersecurity Continues to Be the US Securities and Exchange Commission’s Top Priority for 2019

Home / News

Cybersecurity Continues to Be the US Securities and Exchange Commission’s Top Priority for 2019

By CircleID Reporter
March 27, 2019, 8:21 pm PDT Views: 6,973 Add Comment

For the fourth year, the U.S. Securities and Exchange Commission’s Office continues to include cybersecurity as one of the top enforcement priorities for 2019. “Examinations will focus on, among other things, proper configuration of network storage devices, information security governance generally, and policies and procedures related to retail trading information security,” says the report issued by the Office of Compliance Inspections and Examinations (OCIE) of the U.S. Securities and Exchange Commission (SEC). “Specific to investment advisers, OCIE will emphasize cybersecurity practices at investment advisers with multiple branch offices, including those that have recently merged with other investment advisers, and continue to focus on, among other areas, governance and risk assessment, access rights and controls, data loss prevention, vendor management, training, and incident response.” Full report here.

By CircleID Reporter — CircleID’s internal staff reporting on news tips and developing stories. Do you have information the professional Internet community should be aware of? Contact us.
Visit Page

Filed Under

Comments

The Weekly Wrap

More and more professionals are choosing to publish critical posts on CircleID from all corners of the Internet industry. If you find it hard to keep up daily, consider subscribing to our weekly digest. We will provide you a convenient summary report once a week sent directly to your inbox. It's a quick and easy read.